Breakfast Briefing: US Securities Law and International Regulatory Changes for Custody and Settlement
Please join us on Tuesday, 3 December at Ashurst for this breakfast briefing reviewing regulatory changes around custody and settlement including a discussion of:
1 US Securities laws
-Regulation S including Category Analysis
-Investment Company Act and Common Exemptions including Section 3(c)(7) and Section 3(c)(1)
-Cross Border Tender Offer Rules including Tier I and Tier II
2 Disclosing vs. non-disclosing markets
-The process of shareholder identification
-Look-through analysis
-SRD II
3 The process of Bondholder/GDR identification
Speakers:
Edward Bibko, General Counsel – EMEA, Jefferies
Paolo Casamassima, Head of Global Market Intelligence, Orient Capital
Eric Stuart, Partner – US Securities, Ashurst
Damian Watkin, Director, DF King Ltd.
Daniel Winterfeldt, Partner – Global Capital Markets, Reed Smith
Date: Tuesday, 3 December 2019
Venue: Ashurst, London Fruit & Wool Exchange, 1 Duval Square, London E1 6PW
Timings:
8:30 am: Registration and Breakfast
8:45 am – 9:45 am: Breakfast Briefing
PLEASE RSVP TO JONATHAN@TFFUSLIL.COM
We would like to thank Ashurst for generously hosting this event.