Please join us on Tuesday, 3 December at Ashurst for this breakfast briefing reviewing regulatory changes around custody and settlement including a discussion of:  

1 US Securities laws 

           -Regulation S including Category Analysis

           -Investment Company Act and Common Exemptions including Section 3(c)(7)  and Section 3(c)(1)

          -Cross Border Tender Offer Rules including Tier I and Tier II

2 Disclosing vs. non-disclosing markets

          -The process of shareholder identification

          -Look-through analysis

          -SRD II

3 The process of Bondholder/GDR identification 


Edward Bibko, General Counsel – EMEA, Jefferies

Paolo Casamassima, Head of Global Market Intelligence, Orient Capital

Eric Stuart, Partner – US Securities, Ashurst 

Damian Watkin, Director, DF King Ltd. 

Daniel Winterfeldt, Partner – Global Capital Markets, Reed Smith

Date: Tuesday, 3 December 2019

Venue: Ashurst, London Fruit & Wool Exchange, 1 Duval Square, London E1 6PW

8:30 am:  Registration and Breakfast
8:45 am – 9:45 am: Breakfast Briefing


We would like to thank Ashurst for generously hosting this event. 

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