The Forum for US Securities London in London is collaborating with Practical Law to create video content on legal updates, best practice, and hot topics.  

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This video discusses the Rule 10b-5 due diligence process that law firms must engage in to support the giving of a Rule 10b-5 disclosure letter for certain capital markets transactions which include sales in the US.

This video covers the following topics:

– The due diligence process.

– How the process ties in with the UK verification process.

– The banks’ and accountancy firms’ due diligence.

– The importance of the due diligence underpinning the 10b-5 disclosure letter.

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