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Copyright 2015. All rights reserved.
Podcasts
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10.12.18
ELITE: The London Stock Exchange Group’s Programme Supporting Growth Companies
Podcasts
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8.11.18
Podcast: Capital Markets & Technology – Blockchain 101 (Part 2 of 2)
Podcasts
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29.10.18
Podcast: Capital Markets & Technology – Blockchain 101 (Part 1 of 2)
Digest
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22.10.18
US Securities Law Digest: October 2018
Category Archives:
Events
Events
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24 Oct 2018
Thanksgiving Drinks Celebration – Monday, 19 November 2018.
We are delighted to invite you to a Thanksgiving social gathering of the Forum for US Securities Lawyers in London. Come and meet other capital markets practitioners over drinks and canapés with fantastic views from the 32nd floor. We will be celebrating the season, and well as the launch of our new podcast series and ...
Events
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1 Apr 2015
The Launch of the Forum’s US Securities Law & Capital Markets Glossary.
Please join us for drinks and canapés to celebrate the publication of the Forum's long-awaited International Capital Markets Glossary. The printing of the Glossary has been generously sponsored by
RR Donnelley
.
Popular Articles
Podcasts
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27 Jun 2018
Podcast: Technology and the Future of Capital Markets.
This podcast features a panel of experts discussing the impact of changing technology on capital markets. Speakers: Edward Bibko, EMEA Head of Investment Banking Legal, Major Investment Bank Nawaz Imam, CEO, Issufy; Giselle Frederick, Founder & CEO, Zingr; Daniel Winterfeldt, Partner, Reed Smith; and Delphine Curry, Partner, Reed Smith Date recorded: 19 June 2018 ...
Updates
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17 Feb 2015
SEC FAQs on Rule 15a-6 and Foreign Broker-Dealers.
Recently, a set of Frequently Asked Questions (FAQs) was released by the staff of the Securities and Exchange Commission’s Division of Trading and Markets regarding Rule 15a-6 and foreign broker-dealers. Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration (including chaperoning) for foreign broker-dealers that engage in certain specified ...
