The Forum for US Securities Lawyers in London
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Copyright 2015. All rights reserved.
Digests
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18.10.20
US Securities Law Digest: October 2020
Podcasts & Webinars
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18.06.20
Webinar | Deals in the Age of COVID-19: US Securities Hot Topics and Market Practice
Letters
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26.09.19
SEC Comment Letter: Private Placements Concept Release
Updates
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19.10.16
Electronic Settlement for US Regulation S, Category 3 Securities Trading on the London Stock Exchange
Category Archives:
Events
Events
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22 Jan 2020
Breakfast Seminar | ECM 2020: Trends, Predictions and Legal Update.
On Wednesday, 22 January The Forum for US Securities Lawyers in London (the “Forum”) teamed up with Thomson Reuters Practical Law to bring you an ECM-focused breakfast event to help jump start your practice for the new year! THOMSON REUTERS PRACTICAL LAW CAPITAL MARKETS HAVE PREPARED A SUMMARY ARTICLE HIGHLIGHTING KEY THEMES FROM THIS SEMINAR, WHICH CAN BE ...
Events
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3 Dec 2019
Breakfast Briefing: US Securities Law and International Regulatory Changes for Custody and Settlement.
Please join us on Tuesday, 3 December at Ashurst for this breakfast briefing reviewing regulatory changes around custody and settlement including a discussion of: 1 US Securities laws -Regulation S including Category Analysis -Investment Company Act and Common Exemptions including Section 3(c)(7) and Section 3(c)(1) ...
Events
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19 Nov 2018
Thanksgiving Drinks Celebration – Monday, 19 November 2018.
We are delighted to invite you to a Thanksgiving social gathering of the Forum for US Securities Lawyers in London. Come and meet other capital markets practitioners over drinks and canapés with fantastic views from the 32nd floor. We will be celebrating the season, and well as the launch of our new podcast series and ...
Events
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1 Apr 2015
The Launch of the Forum’s US Securities Law & Capital Markets Glossary.
Please join us for drinks and canapés to celebrate the publication of the Forum's long-awaited International Capital Markets Glossary. The printing of the Glossary has been generously sponsored by
RR Donnelley
.
Popular Articles
Podcasts & Webinars
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27 Jun 2018
Podcast | Technology and the Future of Capital Markets.
This podcast features a panel of experts discussing the impact of changing technology on capital markets. Speakers: Edward Bibko, EMEA Head of Investment Banking Legal, Major Investment Bank Nawaz Imam, CEO, Issufy; Giselle Frederick, Founder & CEO, Zingr; Daniel Winterfeldt, Partner, Reed Smith; and Delphine Currie, Partner, Reed Smith Date recorded: 19 June 2018 ...
Updates
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17 Feb 2015
SEC FAQs on Rule 15a-6 and Foreign Broker-Dealers.
Recently, a set of Frequently Asked Questions (FAQs) was released by the staff of the Securities and Exchange Commission’s Division of Trading and Markets regarding Rule 15a-6 and foreign broker-dealers. Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration (including chaperoning) for foreign broker-dealers that engage in certain specified ...